Governance, Risk, Compliance

ISO 9001 Lead Auditor

Master the Audit of Quality Management Systems (QMS) based on ISO 9001

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Overview

The PECB ISO 9001 Lead Auditor training course enables you to develop the necessary competence to perform quality management system (QMS) audits by applying widely recognised audit principles, procedures, and techniques. This training course combines the requirements of ISO/IEC 17021-1, the recommendations of ISO 19011, and other good practices of auditing and integrates them into a comprehensive methodology which enables you to successfully plan, conduct, and close ISO 9001 conformity assessment audits.

Apart from a theoretical basis, the training course also provides examples, exercises, and quizzes to help you practice the most important aspects of conformity assessment audits: interpretation of ISO 9001 requirements in the context of an audit, principles of auditing, application of audit methods, approaches to evidence collection and verification, leading an audit team, drafting nonconformity reports, and preparing the final audit report.

The successful completion of the training course is followed by an exam. If you successfully pass the exam, you can apply for the “PECB Certified ISO 9001 Lead Auditor” credential. An UKAS accredited and internationally recognised “PECB ISO 9001 Lead Auditor” certificate validates your professional capabilities and demonstrates that you have the knowledge and skills to audit a QMS based on ISO 9001.

Our Trainers Make the Difference

  • David Wheeler

    David has over 25 years Australian and APAC experience in the assessment, operation and improvement of ICT technologies as guided and directed by Governance structures and processes.

    Read full bio

Learning Outcomes

By the end of this training course, the participant will be able to:

  • Explain the fundamental concepts and principles of a quality management system (QMS) based on ISO 9001
  • Interpret the ISO 9001 requirements for a QMS from the perspective of an auditor
  • Evaluate the QMS conformity to ISO 9001 requirements, in accordance with the fundamental audit concepts and principles
  • Plan, conduct, and close an ISO 9001 compliance audit, in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other best practices of auditing
  • Manage an ISO 9001 audit program

Educational approach

This training course is participant centered and contains:

  • Theories, approaches, and best practices used in ISO management system audits 
  • Lecture sessions illustrated with examples based on case studies 
  • Practical exercises based on a case study
  • Interaction between participants by means of questions and suggestions
  • Stand-alone and scenario-based quizzes, tailored to prepare the participants for the certification exam 

Who Should Attend

The ISO 9001 Lead Auditor training course is intended for:

  • Auditors seeking to perform and lead QMS audits in behalf of certification bodies
  • Professionals wishing to adopt PECB’s AMS2 Methodology for conducting audits
  • Individuals responsible for maintaining conformity to the requirements of ISO 9001
  • Technical experts seeking to prepare for a QMS audit
  • Professionals wanting to pursue a career in conformity assessment 

Course Contents

Session 1 Introduction to Quality Management Systems (QMS) and ISO 9001

  • Course objectives and structure h Standards and regulatory frameworks
  • Certification process
  • Fundamental concepts and principles of quality management
  • Quality Management System (QMS)

Session 2 Audit principles, preparation and launching of an audit

  • Fundamental audit concepts and principles
  • Audit approach based on evidence and risk
  • Initiating the audit
  • Stage 1 audit
  • Preparing the stage 2 audit (on-site audit)

Session 3 On-site audit activities

  • Stage 2 audit
  • Communication during the audit
  • Audit procedures
  • Creating audit test plans
  • Drafting audit findings and nonconformity reports

Session 4 Closing the audit

  • Audit documentation and quality review
  • Closing the audit
  • Evaluation of action plans by the auditor
  • Beyond the initial audit
  • Managing an internal audit program
  • Competence, evaluation and closing the training

Fees

ISO 9001 Lead Auditor (5 Days)

$3,560 + gst

Course fee includes:

  • Course presentation
  • Course workbook
  • Supplementary materials
  • Certificate exam voucher. The ISO 9001 Lead Auditor certification exam is completed online and invigilated by PECB.

Prerequisites

The main requirements for participating in this training course are a fundamental understanding of ISO 9001 requirements for a QMS and a comprehensive knowledge of audit principles.

Examination

At course completion participants of the ISO Auditor training will receive an online exam voucher. The online exam is web-based and hosted by the PECB Exam System which is accessed via a web browser. The exam can be taken at any time after the course. The exam voucher has a 12 month validity period.

Exam Format:

  • 80 questions
  • Multiple choice
  • Open book
  • 3 hours (30 additional mins for EASL)

Examination Re-Sit Options:

There is no limit to the number of times a candidate can retake an exam. However, there are certain limitations in terms of the time span between exam retakes.
  • If a candidate does not pass the exam on the 1st attempt, s/he must wait 15 days after the initial date of the exam for the next attempt (1st retake).

Note: Candidates who have completed the training course with ALC and failed the first exam attempt, are eligible to retake for free the exam within a 12-month period from the date the coupon code is received (because the fee paid for the training course, includes a first exam attempt and one retake). Otherwise, retake fees apply.

 

ALC is an official Training Provider for ISO 9001 Lead Auditor by PECB.